LaterVersion
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Compliance & Legal

Compliance Analyst, Trade Surveillance

Detect, investigate and document market-abuse signals across LaterVersion's trading venue.

MiamiFull-timeMid

About the role

You will be the front line of market integrity — reviewing alerts, escalating concerns and helping shape the surveillance scenarios themselves.

What you’ll do

  • Investigate trade-surveillance alerts (spoofing, layering, wash trading, marking the close)
  • Document findings, evidence chains and escalations
  • Iterate on detection scenarios with Engineering and Compliance
  • Liaise with regulators, member firms and external counsel as needed
  • Contribute to the annual market-conduct risk assessment

What we’re looking for

  • 3+ years in trade surveillance, market integrity or front-office compliance
  • Working knowledge of order-book mechanics and abusive patterns
  • Strong analytical and writing skills
  • Comfort with SQL and BI tools

Nice to have

  • Experience with NICE Actimize, Trillium, b-next or similar
  • Background at an exchange, broker-dealer or trading firm

About LaterVersion

LaterVersion operates regulated trading and settlement infrastructure for tokenized capital markets. We are headquartered in Miami and remote-first by default. Our team combines decades of experience across regulated exchanges, custody and DLT.

LaterVersion is an equal opportunity employer. We welcome applicants from all backgrounds and do not discriminate on the basis of race, gender, age, sexual orientation, or any other protected characteristic.

How to apply

Apply via LaterVersion Apply for desktop.

We use our own questionnaire-based desktop tool to evaluate every candidate fairly and consistently. Download it, run it locally on your computer, complete the questionnaire (about 20–30 minutes) and submit when you're ready.

1

Download for your OS

LaterVersion Apply runs on Windows and Linux. Direct download — no installer telemetry, no account required.

2

Open the tool

Launch the program and pick "Compliance Analyst, Trade Surveillance" from the list of open roles. Your answers are saved locally as you go.

3

Complete and submit

A short mix of role-specific and behavioural questions. Submit when ready — we review every submission within 7 business days.

Windows 10/11 (64-bit) and modern Linux distributions (x86_64). The tool is self-contained — no extra dependencies required.